2026
CFTC Customer Protection Rule (SV) 2026
This course is designed to comply with the annual customer funds segregation training requirement of CFTC Regulation 1.11. It provides comprehensive instruction on key regulatory responsibilities, including customer funds protection, reporting and disclosures, risk management, and the identification and reporting of suspected policy breaches, along with the serious consequences of non-compliance.
Duration: 50-60 min
PBI_Course_Category :
CFTC Customer Protection Rule (SV) 2025
